SFC Licences of CHEN Li 陳立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Trivest Advisors Limited | RE | 9 | 20 July 2022 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 29 July 2019 | 12 October 2020 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 29 July 2019 | 12 October 2020 |