SFC Licences of CAO Yu 曹裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Roofer Asset Management Limited 路華資產管理有限公司 | RE | 9 | 19 October 2023 | |
| Roofer Securities Limited 路華證券有限公司 | RE | 4 | 11 October 2023 | |
| Roofer Securities Limited 路華證券有限公司 | RE | 1 | 11 October 2023 | |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 4 | 06 October 2022 | 01 July 2023 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 1 | 06 October 2022 | 01 July 2023 |
| HTF Securities Limited 瑞豐國際證券有限公司 | RE | 9 | 30 August 2019 | 05 September 2022 |
| HTF Securities Limited 瑞豐國際證券有限公司 | RE | 4 | 30 August 2019 | 05 September 2022 |
| HTF Securities Limited 瑞豐國際證券有限公司 | RE | 1 | 30 August 2019 | 05 September 2022 |