SFC Licences of READ Christopher James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 20 March 2023 | 27 March 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 March 2023 | 27 March 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 20 September 2019 | 27 September 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 September 2019 | 27 September 2019 |