SFC Licences of SHUM Ching Leung 沈政良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 9 | 11 February 2020 | 06 July 2020 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 4 | 11 February 2020 | 06 July 2020 |
| Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 4 | 22 August 2019 | 17 January 2020 |
| Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 9 | 22 August 2019 | 17 January 2020 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 22 August 2019 | 17 January 2020 |