SFC Licences of GU Kaiqi 顾凯亓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 5 | 24 December 2021 | |
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 4 | 24 December 2021 | |
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 1 | 24 December 2021 | |
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 2 | 17 December 2021 | |
Longrun Financial Group Limited 朗潤金融集團有限公司 | RE | 2 | 17 August 2021 | 04 October 2021 |
Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 | RE | 2 | 27 September 2019 | 08 January 2021 |