SFC Licences of LI Longxi 李龍夕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Initial Capital Securities Limited 鑫元證券有限公司 | RO | 9 | 31 October 2022 | |
Initial Capital Securities Limited 鑫元證券有限公司 | RO | 4 | 31 October 2022 | |
Initial Capital Securities Limited 鑫元證券有限公司 | RO | 1 | 31 October 2022 | |
Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 21 July 2021 | 12 July 2022 |
Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 21 July 2021 | 12 July 2022 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 6 | 23 October 2019 | 08 June 2021 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 4 | 23 October 2019 | 08 June 2021 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 23 October 2019 | 08 June 2021 |