SFC Licences of LIU Yishan 劉依姗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 11 June 2021
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 11 June 2021
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 1 11 June 2021
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 1 26 September 2019 26 August 2020
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 4 26 September 2019 26 August 2020