SFC Licences of HE Chu Yu 何楚瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 4 | 16 December 2022 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 25 November 2022 | |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 6 | 16 November 2021 | 07 September 2022 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 1 | 16 November 2021 | 07 September 2022 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 9 | 16 June 2020 | 25 May 2021 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 4 | 16 June 2020 | 25 May 2021 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 1 | 16 June 2020 | 25 May 2021 |
| China Transfer Capital Investment Limited 中匯資本投資有限公司 | RE | 1 | 24 April 2020 | 03 June 2020 |