SFC Licences of LOK Tung 樂桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | RE | 9 | 31 May 2023 | |
| First Fidelity Capital (International) Limited | RE | 4 | 31 May 2023 | |
| First Fidelity Capital (International) Limited | RE | 1 | 31 May 2023 | |
| Sprout Asset Management (Asia) Limited | RE | 9 | 13 November 2019 | 15 April 2021 |
| Sprout Asset Management (Asia) Limited | RE | 4 | 13 November 2019 | 15 April 2021 |
| Sprout Asset Management (Asia) Limited | RE | 1 | 13 November 2019 | 15 April 2021 |