SFC Licences of PONT Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 23 August 2023 | 02 September 2023 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 30 October 2019 | 01 November 2019 |