SFC Licences of SHANG Yu 尚鈺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 18 November 2019 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 18 November 2019 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 18 November 2019 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 18 November 2019 |