SFC Licences of KONDO Katsuyoshi 近藤勝義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 17 February 2020 | 04 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 2 | 17 February 2020 | 04 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 17 February 2020 | 04 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 5 | 17 February 2020 | 04 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 5 | 13 January 2020 | 17 February 2020 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 13 January 2020 | 17 February 2020 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 2 | 13 January 2020 | 17 February 2020 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 13 January 2020 | 17 February 2020 |