SFC Licences of NOGUCHI Suguru
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 12 May 2023 | 30 August 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 12 May 2023 | 30 August 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 12 May 2023 | 30 August 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 6 | 20 April 2020 | 06 October 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 20 April 2020 | 06 October 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 20 April 2020 | 06 October 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 13 December 2019 | 20 April 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 13 December 2019 | 20 April 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 December 2019 | 20 April 2020 |