SFC Licences of PAN Yi 潘藝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harmony Advisors Limited 喜望利顧問有限公司 RE 9 03 November 2020 03 November 2021
Harmony Advisors Limited 喜望利顧問有限公司 RE 4 03 November 2020 03 November 2021
Harmony Advisors Limited 喜望利顧問有限公司 RE 2 09 October 2020 03 November 2021
Harmony Advisors Limited 喜望利顧問有限公司 RE 1 09 October 2020 03 November 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 09 January 2020 21 August 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 09 January 2020 21 August 2020