SFC Licences of PAN Yi 潘藝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 03 November 2020 | 03 November 2021 |
Harmony Advisors Limited 喜望利顧問有限公司 | RE | 4 | 03 November 2020 | 03 November 2021 |
Harmony Advisors Limited 喜望利顧問有限公司 | RE | 2 | 09 October 2020 | 03 November 2021 |
Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 09 October 2020 | 03 November 2021 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 09 January 2020 | 21 August 2020 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 09 January 2020 | 21 August 2020 |