SFC Licences of WINATA Nico
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 February 2020 | 10 November 2023 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 February 2020 | 10 November 2023 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 February 2020 | 10 November 2023 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 03 February 2020 | 10 November 2023 |