SFC Licences of LLOYD Richard James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 20 January 2020 | 21 January 2020 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 20 January 2020 | 21 January 2020 |