SFC Licences of CHEN Siman 陳斯曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 09 January 2023 | |
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 16 March 2020 | 14 February 2022 |