SFC Licences of DOUGLAS Richard Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 07 December 2022 | 22 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 9 | 20 July 2022 | 22 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 4 | 20 July 2022 | 22 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 20 July 2022 | 22 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 20 July 2022 | 22 November 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 25 March 2022 | 07 December 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 9 | 25 March 2022 | 20 July 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 4 | 23 November 2021 | 20 July 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 14 September 2021 | 20 July 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 14 September 2021 | 20 July 2022 |