SFC Licences of FU Xiamin 符夏旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 28 June 2021 | 01 November 2023 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 28 June 2021 | 01 November 2023 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 28 June 2021 | 01 November 2023 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 18 March 2020 | 16 June 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 18 March 2020 | 16 June 2021 |