SFC Licences of TAO Wen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 17 April 2020 | 16 October 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 17 April 2020 | 16 October 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 17 April 2020 | 16 October 2020 |