SFC Licences of CAO Rongji 曹熔基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 05 August 2021 | 27 May 2022 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 11 June 2021 | 27 May 2022 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 21 May 2020 | 31 May 2021 |