SFC Licences of CHANG Jae Ho

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nuveen Hong Kong Limited RO 9 01 June 2022
Nuveen Hong Kong Limited RO 4 01 June 2022
Nuveen Hong Kong Limited RO 1 01 June 2022
Nuveen Hong Kong Limited RE 1 09 July 2020 01 June 2022
Nuveen Hong Kong Limited RE 4 09 July 2020 01 June 2022