SFC Licences of WANG Lei 王磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 14 July 2022 01 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 14 July 2022 01 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 14 July 2022 01 November 2023
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 07 July 2020 12 July 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 07 July 2020 12 July 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 07 July 2020 12 July 2022