SFC Licences of WANG Lei 王磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 14 July 2022 | 01 November 2023 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 14 July 2022 | 01 November 2023 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 14 July 2022 | 01 November 2023 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 07 July 2020 | 12 July 2022 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 07 July 2020 | 12 July 2022 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 07 July 2020 | 12 July 2022 |