SFC Licences of YANG Shu 楊舒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 13 September 2022 | |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 08 November 2021 | 11 August 2022 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 1 | 27 August 2020 | 11 August 2022 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 6 | 27 August 2020 | 11 August 2022 |