SFC Licences of KWOK Wai Ling 郭慧玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leo Asset Management Limited 麗奧資產管理有限公司 | RE | 9 | 05 January 2024 | |
| Leo Asset Management Limited 麗奧資產管理有限公司 | RE | 4 | 05 January 2024 | |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 | RE | 1 | 05 January 2024 | |
| HK Monkey Securities Limited 金猴證券有限公司 | RE | 9 | 06 November 2023 | 04 December 2023 |
| HK Monkey Securities Limited 金猴證券有限公司 | RE | 4 | 06 November 2023 | 04 December 2023 |
| HK Monkey Securities Limited 金猴證券有限公司 | RE | 1 | 06 November 2023 | 04 December 2023 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 9 | 28 September 2020 | 01 September 2023 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 4 | 28 September 2020 | 01 September 2023 |
| Plutus Securities Limited 貝德斯證券有限公司 | RE | 1 | 28 September 2020 | 01 September 2023 |