SFC Licences of NIE Xin 聶欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 30 May 2022 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 25 November 2020 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 25 November 2020 | |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 08 September 2020 | 12 October 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 08 September 2020 | 12 October 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 08 September 2020 | 12 October 2020 |