SFC Licences of LI Yiwen 李伊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 12 July 2022 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2020 | 31 May 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 07 August 2020 | 31 May 2022 |