SFC Licences of LIU Yanming 劉彦明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 4 | 01 November 2021 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 01 November 2021 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 21 August 2020 | 01 November 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 21 August 2020 | 01 November 2021 |