SFC Licences of CARROLL III Francis Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | 9 | 03 October 2023 | |
| Oaktree Capital (Hong Kong) Limited | RO | 4 | 03 October 2023 | |
| Oaktree Capital (Hong Kong) Limited | RO | 1 | 03 October 2023 | |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 05 October 2020 | 03 October 2023 |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 05 October 2020 | 03 October 2023 |
| Oaktree Capital (Hong Kong) Limited | RE | 9 | 05 October 2020 | 03 October 2023 |