SFC Licences of TAN Peng Ming Joel 陳炳鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RO | 9 | 11 October 2023 | |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RO | 4 | 11 October 2023 | |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RO | 1 | 11 October 2023 | |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RE | 9 | 29 May 2023 | 11 October 2023 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RE | 4 | 29 May 2023 | 11 October 2023 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RE | 1 | 29 May 2023 | 11 October 2023 |
| Safari Asia Limited 十八里亞洲有限公司 | RE | 9 | 03 September 2021 | 22 April 2023 |
| Safari Asia Limited 十八里亞洲有限公司 | RE | 4 | 03 September 2021 | 22 April 2023 |
| Safari Asia Limited 十八里亞洲有限公司 | RE | 1 | 03 September 2021 | 22 April 2023 |