SFC Licences of CHENG Yi Yan 鄭怡欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 28 August 2024 | |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 28 August 2024 | |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 28 August 2024 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 28 August 2024 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 28 August 2024 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 28 August 2024 | |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 9 | 13 October 2023 | 04 August 2024 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 4 | 13 October 2023 | 04 August 2024 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 18 September 2020 | 12 September 2023 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 18 September 2020 | 17 March 2023 |