SFC Licences of TIN Wai Sun 田偉辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 | RO | 4 | 26 September 2023 | |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RO | 1 | 26 September 2023 | |
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 | RE | 9 | 17 August 2023 | |
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 | RE | 4 | 26 July 2023 | 26 September 2023 |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 26 July 2023 | 26 September 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 4 | 04 January 2023 | 30 June 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 04 January 2023 | 30 June 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 29 October 2020 | 04 January 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 29 October 2020 | 04 January 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 29 October 2020 | 04 August 2022 |