SFC Licences of KWOK Ka Yi 郭家意
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 29 October 2021 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 29 October 2021 | |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RE | 2 | 09 September 2021 | 12 October 2021 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 09 September 2021 | 12 October 2021 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 16 December 2020 | 15 August 2021 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 16 December 2020 | 15 August 2021 |