SFC Licences of TSUI Lok Man 徐洛文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 15 March 2024 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 15 March 2024 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 15 March 2024 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 15 March 2024 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 15 March 2024 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 15 March 2024 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 17 February 2021 | 31 October 2022 |