SFC Licences of TSUI Yan Nga 徐欣雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sorrento Securities Limited 擎天證券有限公司 | RE | 1 | 30 March 2021 | |
Ruibang Securities Limited 瑞邦證券有限公司 | RE | 1 | 09 February 2021 | 26 March 2021 |
Ruibang Securities Limited 瑞邦證券有限公司 | RE | 4 | 09 February 2021 | 26 March 2021 |