SFC Licences of YANG SI 杨思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RE | 4 | 14 May 2021 | 27 October 2023 |
| Nuveen Hong Kong Limited | RE | 1 | 14 May 2021 | 27 October 2023 |