SFC Licences of SHUM So Ying 沈素瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongcai Securities Limited 中財證券有限公司 | RE | 1 | 15 January 2024 | |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RE | 9 | 25 September 2023 | |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RE | 4 | 25 September 2023 | |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RE | 1 | 25 September 2023 | |
| Zhongcai Securities Limited 中財證券有限公司 | RO | 1 | 29 December 2021 | 15 January 2024 |
| Zhongcai Securities Limited 中財證券有限公司 | RE | 1 | 15 March 2021 | 29 December 2021 |