SFC Licences of XIE Yinglei 謝瑛鐳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 16 November 2023 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 16 November 2023 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 1 | 13 September 2022 | 14 August 2023 |
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 02 February 2021 | 14 August 2023 |