SFC Licences of LI Yan 李彦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 09 April 2021 | 06 July 2022 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 09 April 2021 | 06 July 2022 |