SFC Licences of LI Ming 李明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Central International Securities Limited 中環國際證券有限公司 | RO | 4 | 21 March 2024 | |
| Central International Securities Limited 中環國際證券有限公司 | RO | 1 | 21 March 2024 | |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 4 | 12 May 2023 | 29 September 2023 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 1 | 12 May 2023 | 29 September 2023 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 4 | 31 January 2023 | 12 May 2023 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 1 | 31 January 2023 | 12 May 2023 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RO | 9 | 20 September 2022 | 29 September 2023 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RO | 9 | 11 October 2021 | 02 September 2022 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RO | 4 | 11 October 2021 | 02 September 2022 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RE | 1 | 22 April 2021 | 02 September 2022 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RE | 9 | 22 April 2021 | 11 October 2021 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 | RE | 4 | 22 April 2021 | 11 October 2021 |