SFC Licences of LAU Ka Yi 劉嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 08 May 2023 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 08 May 2023 | |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 07 February 2023 | 12 April 2023 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 07 February 2023 | 12 April 2023 |