SFC Licences of LIU Mingjie 劉明杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 | RE | 9 | 17 January 2024 | 04 March 2024 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 | RE | 4 | 17 January 2024 | 04 March 2024 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 30 March 2023 | 11 October 2023 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 30 March 2023 | 11 October 2023 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 30 March 2023 | 11 October 2023 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 30 March 2023 | 11 October 2023 |
| Seaga International Limited 恒昇證券有限公司 | RE | 1 | 01 June 2021 | 14 February 2022 |