SFC Licences of CHAN Shu Yu 陳舒雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 20 October 2023 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 20 October 2023 | |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 6 | 21 May 2021 | 13 September 2023 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 1 | 21 May 2021 | 13 September 2023 |