SFC Licences of YU Yan 喻琰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 31 August 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 31 August 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 31 August 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 August 2021 |