SFC Licences of AU Wing Lam 歐泳琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2023 | |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 05 September 2022 | 17 July 2023 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 1 | 05 September 2022 | 17 July 2023 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 05 September 2022 | 17 July 2023 |
| I Win Asset Management Limited 一盈資產管理有限公司 | RE | 4 | 27 October 2021 | 08 August 2022 |
| I Win Securities Limited 一盈證券有限公司 | RE | 1 | 27 October 2021 | 08 August 2022 |