SFC Licences of LAU Tai Wai 劉大為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Antai Securities Limited 安泰證券有限公司 | RO | 9 | 21 April 2023 | |
| Antai Securities Limited 安泰證券有限公司 | RO | 4 | 21 April 2023 | |
| Antai Securities Limited 安泰證券有限公司 | RO | 1 | 21 April 2023 | |
| Antai Securities Limited 安泰證券有限公司 | RE | 9 | 03 April 2023 | 21 April 2023 |
| Antai Securities Limited 安泰證券有限公司 | RE | 4 | 03 April 2023 | 21 April 2023 |
| Antai Securities Limited 安泰證券有限公司 | RE | 1 | 03 April 2023 | 21 April 2023 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 | RE | 9 | 10 August 2021 | 14 October 2022 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 | RE | 4 | 10 August 2021 | 14 October 2022 |