SFC Licences of CHAN Kwok Chuen 陳國川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 4 | 29 April 2022 | |
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 1 | 29 April 2022 | |
Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 | RE | 9 | 29 April 2022 | |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 9 | 30 March 2022 | 08 April 2022 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 4 | 30 March 2022 | 08 April 2022 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 30 March 2022 | 08 April 2022 |
Arta Asset Management Limited 裕承資產管理有限公司 | RE | 4 | 08 October 2021 | 11 March 2022 |
Arta Asset Management Limited 裕承資產管理有限公司 | RE | 1 | 08 October 2021 | 11 March 2022 |