SFC Licences of WU Chen 吳晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 28 September 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 28 September 2021