SFC Licences of LIU Ningyuan 劉宁遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 05 November 2021 | 15 February 2023 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 05 November 2021 | 15 February 2023 |