SFC Licences of LI Zhaochen 李昭宸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 6 | 29 November 2021 | 26 July 2023 |
| Wells Fargo Securities Asia Limited | RE | 1 | 29 November 2021 | 26 July 2023 |
| Wells Fargo Securities Asia Limited | RE | 4 | 29 November 2021 | 26 July 2023 |